67 Securities Law results in New York

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is paying employees with stock options instead of a salery legal? The company I work for is looking to boost its earnings and stock, so it h...
Asked 7/02/03, 1:34 am in United States New York Securities Law

1
answer
power of attorney does a person have to be a lawyer to have power of attorney
Asked 8/25/02, 9:19 am in United States New York Securities Law

1
answer
Taking the fifth when testifying before the CFTC If a person successfully invokes their fifth amendment rights and refuses to testify before...
Asked 7/03/02, 6:23 pm in United States New York Securities Law

1
answer
Uniform Gift to Minors- custodian unwilling to transfer funds The custodian of my accounts under the uniform gift to minors act refuses...
Asked 6/01/02, 12:34 am in United States New York Securities Law

1
answer
Forcing SIPC to Protect Investors Who Were Customers of Meyers Pollock Robbins, The President and Broker/Dealers of Meyers Pollock Robbins, ...
Asked 3/21/02, 12:34 am in United States New York Securities Law

3
answers
purchasing stocks due to news on the internet and getting wiped out back in march of 2000 i purchased stock for two separate companies based...
Asked 1/25/02, 2:59 pm in United States New York Securities Law

1
answer
insider trading? Is it legal for a investment advisory company to recommend to one of their clients to purchase the company's own stock? The...
Asked 5/13/01, 2:31 pm in United States New York Securities Law

1
answer

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